Stock Exchange Disclosures

• Intimation of Record Date for Interest Payment of Non Convertible Debentures due on June, 2023.
• Outcome of Board Meeting dated August 11, 2023.
• Outcome of the Board Meeting held on February 08, 2023 as per SEBI (LODR) Regulations, 2015
• Statement of Investor Complaints for the Quarter ended June 30, 2023
• Statement of Investor Complaints for the Quarter ended March 31, 2023
• Certificate as per Regulation 57(1) of SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015
• Intimation of Closure of trading Window
• BSE Intimation - Outcome of Board meeting held on May 10, 2023.
• Prior Intimation for the Board Meeting dated May 10, 2023.
• Grant of Authorized Dealer Category-1 License to ESAF Small Finance Bank Limited.
• Intimation of Appointment of Thomas Jacob.
• Prior Intimation of Board Meeting Dated 08.02.2023.
• Confirmation of Payment of Interest in compliance with Regulation 57(5) of SEBI (Listing Obligation and Disclosure Requirement) Regulation, 2015.
• Certificate as per Reg. 57(1) of Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 for payment of Interest - INE818W08016, INE818W08024,INE818W08032.
• Intimation on Closure of Trading Window for Insiders.
• Intimation on Appointment of M/s. Abarna and Ananthan, Chartered Accountants (Firm Registration Number: 000003S) as one of the Joint Statutory Auditors of the Bank.
• Intimation regarding change in Directors of the Bank.
• Intimation of Record Date and Date of Interest Payment on Debentures as per Regulation 60(1) and (2) of SEBI (LODR) Regulations, 2015.
• Prior Intimation of Board Meeting as per regulation 50(1) of SEBI(LODR) Regulations, 2015.
• Outcome of the Board Meeting dated 10th November, 2022 - Approval of Standalone Unaudited Financial Results for the Quarter and Six Months ended 30th September, 2022.
• Withdrawal of Nomination of Shri. Chandanathil Pappachan Mohan by M/s. ESAF Financial Holdings Private Limited from the Board of the Bank with effect from October 31, 2022.
• Statement Containing Details of International Securities Identification Number for Debt Securities Issued by ESAF Small Finance Bank Limited for the Half Year ended 30th September, 2022
• Status of Investor Complaints for the Quarter ended 30th September, 2022
• Details of Company Secretary and RTA and Compliance Officer as per Regulation 6(1) and 7(1) of SEBI (LODR) Regulations, 2015 as on 30th September, 2022
• lntimation under Regulation 57(4) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
• Submission of Compliance Pursuant to Regulation 52(7) and 52(7A) of SEBI (Listing Obligation and Disclosure Requirement ) Regulation, 2015
• Outcome of Board Meeting held on 10th August, 2022 - Approval of Standalone Unaudited Financial Results for the Quarter ended June 30, 2022
• Prior Intimation of Board Meeting as per regulation 50(1) of SEBI(LODR) Regulations, 2015
• Withdrawal of Nomination of Shri. Saneesh Singh by M/s. ESAF Financial Holdings Private Limited from the Board of the Bank with effect from July 26, 2022.
• Status of Investor Complaints for the Quarter ended 30th June.
• Certificate Confirming the Payment of the interest and Principal in Compliance with Regulation 57 (1) of the SEBI (Listing Obligations and Disclosure Requirements Regulations), 2015.
• Certificate Confirming the Payment of the interest and Principal in Compliance with Regulation 57 (5) of the SEBI (Listing Obligations and Disclosure Requirements Regulations), 2015.
• Outcome of Board Meeting dated 10th May, 2022 - Approval of Standalone Audited Financial Results for Q4 and for the Financial Year ended 31st March, 2022.
• Intimation of Record Date and Date of Interest Payment on Debentures as per Regulation 60(1) and (2) of SEBI (LODR) Regulations, 2015.
• Prior Intimation of Board Meeting as per regulation 50(1) of SEBI(LODR) Regulations, 2015.
• Annual Compliance - Disclosures in Annexure XIV-B as per SEBI Circular No : SEBI/HO/DDHS/P/CIR/2021/613 dated August 10, 2021 and Circular No :SEBI/HO/DDHS/P/CIR/2021/031 dated March 22, 2022.
• Regulation 7(3) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 for the Period April 01, 2021 to March 31, 2022 (both days inclusive).
• Intimation in terms of Regulation 57(5) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 regarding payment of interest / principal amount during the quarter ended March, 2022.
• Statement Containing Details of International Securities identification Number for Debt Securities issued by ESAF Small Finance Bank Limited as on 31st March - 2022.
• Status of Investor Complaints for the Quarter ended 31st March 2022
• Intimation of status of payment of Debt Securities for the Financial Year 2021-22 in compliance to the Clause 8.1 of the SEBI Circular No: SEBI/HO/DDHS/CIR/P/103/2020 dated 23rd June, 2020
• Prior Intimation of Interest Payment as per Regulation 57(4) of SEBI (LODR) Regulations, 2015
• Outcome of Board Meeting held on 05th February, 2022 - Approval of Standalone Unaudited Financial Results for the Quarter and Nine Months ended 31st December, 2021
• Prior Intimation of the Extra Ordinary General Meeting dated 16th February, 2022 as per Regulation 50 (2) and 51 (2) of SEBI (LODR) Regulations, 2015.
• Intimation of Outcome of Board Meeting dated 13th January, 2022 as per SEBI (LODR) Regulations, 2015 - Issuance of Non- Convertible Debt Securities.
• Prior Intimation of Board Meeting as per Regulation 50 (1) of SEBI (LODR) Regulations, 2015.
• Statement of Investor Complaints for the quarter ended 31st December, 2021.
• Certificate Confirming the Payment of Interest and Principal for the Quarter ended 31st December, 2021 as per Regulation 57(5) of SEBI (LODR) Regulations, 2015.
• Intimation of Appointment of Shri. Vinod Vijayalekshmi Vasudevan as the Non-Executive Independent Director (Additional Director) of the Bank.
• Certificate as per Reg. 57(1) of Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 for payment of Interest & Principal- INE818W08016, INE818W08024, INE818W08032 December, 2021.
• Certificate as per Reg. 57(1) of Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 for payment of Interest & Principal- INE879Q08028 - December, 2021.
• Certificate as per Reg. 57(1) of Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 for payment of Interest & Principal- INE879Q08036 - December, 2021.
• Re-Appointment of Shri. Saneesh Singh as the Non-Executive Nominee Director of the Bank.
• Outcome of Board Meeting held on November 06, 2021 - The SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 ('SEBI LODR') - Approval of Standalone Unaudited Financial Results for the Quarter and Half Year Ended 30th September, 2021.
• Statement of Investor Complaints for the quarter ended 30th September, 2021
• Statement of Investor Complaints for the Quarter ended 30th June, 2021.
• Submission of Financial Results for the Financial Year ended 31st March, 2021 with Report of Auditors in Compliance to Regulation 52(1) of SEBI (LODR) Regulations, 2015.
• Submission of Financial Results for the Financial Year ended 31st March, 2021 with Report of Auditors in Compliance to Regulation 52(4) and 52(5) of SEBI (LODR) Regulations, 2015.
• Intimation of Resignation of Shri. Santhosh George as Non-Executive Independent Director of the Bank
• Statement Containing Details of International Securities Identification Number for Debt Securities Issued by the Bank as on 31st March, 2021.
• Intimation of status of payment of Debt Securities for the Financial Year 2020-21 in Compliance to the Clause 8.1 of SEBI Circular No. SEBI.HO.DDHS.CIR.103.2020 Dated 23rd June, 2020.
• Undertaking pursuant to Regulation 57(2) of Securities and Exchange Board of India (Listing Obligations and Disclosure Regulations) Regulations, 2015.
• Intimation of Reaffirmation of Credit Ratings - Brickwork Ratings
• Compliance Certificate as per Regulation 7(3) of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 for the half year ended 31st March, 2021
• Statement of Investor Complaints for the quarter ended 31st March, 2021
• Intimation of Reaffirmation of Credit Ratings - CARE Ratings.
• Intimation of withdrawal of the Draft Red Herring Prospectus dated January 06, 2020 in relation to the proposed Initial Public Offering of Equity Shares (the 'Offer').
• INTIMATION OF RECORD DATES AND DUE DATES OF INTEREST PAYMENT ON DEBENTURES (PURSUANT TO REGULATION 50(1) AND 60(1) & (2) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015.
• Statement containing details of International Securities Identification Number for Debt Securities issued by the Bank as on 30th September, 2020.
• Compliance Certificate as per Regulation 7(3) of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 for the half year ended 30th September, 2020.
• Statement of Investor Complaints for the quarter ended 30th September, 2020.
• Re-appointment of Dr. V.A. Joseph (Vadakkekara Antony Joseph) as Non-Executive Independent Director of the Bank.
• Appointment of Shri. Thomas Jacob Kalappila as Non-Executive Independent Director of the Bank.
• Appointment of Statutory Auditors of the Bank for the Financial Year 2020-21.
• Intimation as per Regulation 57(1) of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015.
• Statement of Investor Complaints for the quarter ended 30th June, 2020.
• Compliance to Regulation 52(4) and 52(5) of Securities and Exchange Board of India (Listing Obligations and and Disclosure Requirements) Regulations, 2015.
• Intimation of Appointment of Shri. Chandanathil Pappachan Mohan as Nominee Director of the Bank.
• Intimation of cessation of term of Shri. Assan Khan Akbar as Non-Executive Nominee Director.
• Intimation of Record Date and Date of Interest payment on Debentures (Pursuant to Regulation 50(1) and 60(1) & (2) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015)
• Intimation of Cessation of Term of Shri. George Joseph as Independent Director.
• Intimation of Appointment of Shri. Kalappila Thomas Jacob as Independent Director.
• Intimation of Reaffirmation of Credit Rating (CARE Ratings).
• Statement of Investor Complaints for the quarter ended March, 2020.
• Undertaking pursuant to Regulation 57(2) of Securities and Exchange Board of India (Listing Obligations and and Disclosure Requirements) Regulations, 2015.
• Half Yearly Report (SEBI Circular No. CIR/DDHS/P/59/2018 dated March 28, 2018.
• Intimation of Reaffirmation of Credit Rating (Brickwork Ratings).
• Appointment of Shri. Santhosh George as the Non-Executive Independent Director of the Bank.
• Certificate as per Regulation 57(1) of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 for payment of interest - INE879Q08028 - December, 2020
• Certificate as per Regulation 57(1) of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 for payment of interest - INE879Q08036 - December, 2020
• Certificate as per Regulation 57(1) of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 for payment of interest - INE818W08032, INE818W08024, INE818W08016 - December, 2020
• Statement of Investor Complaints for the quarter ended 31st December, 2020.